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Richard
Polatchek
"Then I heard this terrible roar, just over
my right
shoulder. The plane was so close I could read the BOEING
767 painted under the cockpit window. Then all of a sudden,
the
pilot cut the engines. That's what no one talks about. He just
glided in for the last couple hundred yards. There was this weird,
horrible silence right before that plane hit."
Examination of United Airlines Boeing 767-200 photographs show that
there is no "BOEING 767" marking under the cockpit windows. The
closest text is
"WORLDWIDE SERVICE" and is located behind and below the
cockpit
windows.
From 'The New York Metro: WTC
Testimonials 6
Months Later'.
http://www.911research.dsl.pipex.com/ggua175/witness/
Richard "Flash" Polatchek
President of the options-trading firm
Heights
Partners, Polatchek works on the floor of the American
Exchange and,
until September 11, lived on the thirty-fourth floor of Gateway
Plaza in Battery Park City.
WTC Testimonials 6 Months Later
http://www.newyorkmetro.com/news/articles/wtc/6months/testimonials/3.htm
Disciplinary Notice
(Copies of the full decisions are available upon request.
Please
contact the Enforcement Department for additional information.)
Richard Arthur Polatchek
Richard Arthur Polatchek (“Polatchek”) of New York,
New
York,
an allied member of the Exchange and the President
and Trea-
surer of Heights Partners, Inc.,
an
Exchange member organiza-
tion, was disciplined by an Exchange Disciplinary Panel for:
engaging in conduct or proceeding inconsistent with just and
equitable principles of trade by: a) causing a cross transaction
to
be effected and publicly disseminated when he knew that there
was not a bona fide buy side to the cross transaction; and b)
causing false buy side contra-parties to the cross transaction
to
be input into the clearance process thereby delaying the clear-
ance of the transaction until a bona fide buyer could be found.
Additionally, Polatchek violated Exchange Rule 153, by failing
to
maintain the Floor tickets for the cross transaction executed by
a
Heights Partners Floor broker. Polatchek was censured, fined
$25,000 and suspended for two weeks from employment on the
Exchange Floor. Polatchek settled the matter without admitting
or denying the Exchange’s allegations
http://www.amex.com/amextrader/tdrInfo/data/wklybulletins/1999/12171999wkly.pdf
Mo. No. 350 Motion by Eliot Spitzer,
Attorney
Dawn Bantum, General of the State of New York, for
Appellant, leave to appear amicus curiae on the
v. appeal herein granted to the extent that
American Stock Exchange, LLC, three copies of a brief may be
served
et al., and 20 copies filed within seven days.
Respondents,
Heights Partners, Inc., et
al.,
Defendants.
Mo. No. 404 Motion by New York Mercantile Exchange,
Dawn Bantum, Inc. for leave to file a brief amicus
Appellant, curiae on the appeal herein granted and
v. the proposed brief is accepted as filed.
American Stock Exchange, LLC, Two additional copies of the brief
may be
et al., served and 19 additional copies may be
Respondents, filed within seven days.
Heights Partners, Inc., et
al.,
Defendants
www.courts.state.ny.us/ctapps/decisions/may05/050505dc.pdf
or Release:
Media Contact: December 7, 1999
Amy Hyland
(202) 728-8304
Amex Fines and Suspends Allied Member for Trade Reporting and
Clearance Violations
New York, NY—The American Stock Exchange®
(Amex®) today announced that it has censured, fined
$25,000,
and suspended Richard Arthur
Polatchek, an Allied Member of the Exchange and the
president and treasurer of Heights
Partners,
Inc.,
an Exchange member organization, for two weeks from the
Exchange floor.
Polatchek was sanctioned for
his conduct in
the reporting and clearance of a cross transaction in options.
The Exchange’s action resulted from an investigation that
revealed that in October 1997, Polatchek instructed a Floor Broker
to print a cross transaction consisting of the purchase and sale of
400 option contracts when he knew that there was not a bona-fide
purchaser for the options. The Exchange’s investigation found
that in reporting the cross transaction, Polatchek twice permitted
false purchaser information to be input into the clearance process.
In accordance with Exchange rules, Polatchek should have recorded
the unfulfilled sale as an "error" in the Heights Partners account,
instead of inputting firms that did not participate in the sale
into the clearance process. By falsely naming two firms as
participants in the transaction, Polatchek delayed the clearance of
the cross transaction until a bona-fide purchaser could be found.
Polatchek also failed to maintain the original floor execution
tickets for the cross transaction.
Polatchek agreed to settle the matter without admitting or denying
the Amex’s allegations.
http://www.nasd.com/PressRoom/NewsReleases/1999NewsReleases/NASDW_010353
heights
partners inc
Disciplinary Panel
American Stock Exchange, LLC
IN THE MATTER OF LAWRENCE MARK POLATCHEK
:
:Hearing Officer – DMF
July 2, 2003
In accordance with a Stipulation of Facts and Consent to Penalty,
the
Disciplinary Panel determined that Respondent violated Article
V,
Sections 4(h) and (l) of the Exchange Constitution by engaging
in
indecorous and offensive conduct toward another Floor Member
and
by subjecting that Floor Member to inappropriate and offensive
physical conduct on the Exchange Floor, and violated Article V,
Section 4(e) of the Exchange Constitution and Exchange Rule
345(a)(2) by making material misstatements to a representative of
the
Exchange during a deposition. The Panel imposed the following
penalties, as stipulated: a four month suspension in all
capacities, a
$100,000 fine and a requirement that Respondent complete at least
20
hours of sexual harassment training.
http://www.amex.com/atamex/regulation/discipline/Polatchek_decision_070203.pdf
http://www.courts.state.ny.us/reporter/3dseries/2004/2004_03751.htm
Amex
disciplines trader in sex scandal.
Welcome and thanks for visiting cmrboss.com. We hope you find
this site helpful while managing your monthly commission bills.
Heights Partners, Inc.
GP Direct Corp.
James R. Burke
http://www.cmrboss.com/
Registrant:
C.M.R. Inc.
Domain servers in listed order:
NS1.GEODNS.NET
NS2.GEODNS.NET
James R. Burke
Jim Burke is a partner in
the Corporate
Department of WilmerHale. He joined the firm in 1991. Mr. Burke is
a member of the Corporate Department's Underwriting Committee and
Software and Telecommunications Committee. He also oversees the
department's Rule 144 (resale of restricted securities) opinion
practice.
Practice
Mr. Burke has worked with a number of public and private clients,
including several high-technology companies. He has also
represented several investment banks in connection with public
offerings of stock, as well as venture capital firms in connection
with their portfolio investments. Mr. Burke has been involved in
various transactions in the corporate and securities field,
including numerous mergers, acquisitions and dispositions, initial
public offerings (as both issuer's and underwriter's counsel),
follow-on public offerings, Rule 144A transactions and private
placements.
Mr. Burke is a member of the American Bar Association and its
Committee on Federal Regulation of Securities. He is also a member
of the Massachusetts Bar Association and the Boston Bar
Association.
WilmerHale Represents TransTech Pharma in
Transaction
with Pfizer relating to the Development and Commercialization of
RAGE Modulators
http://www.wilmerhale.com/Home.aspx
BARTHEL JEFFREY C
G. P.
DIRECT CORP.
15 April 1999
The Honorable Janet Reno
Attorney General
United States of America
Washington, D C
Dear Attorney General Reno:
The purpose of this missive is to request that an Independent
Counsel, who must be a former prosecutor with a sterling
reputation, be appointed to investigate heinous corruption in the
Department of Justice; the Securities and Exchange Commission;
e. trading AMEX listed options in which SLK was the
specialist, including options in Digital Equipment and Intel.
f. trading options in the account of an AMEX member, Jeffrey Barthel without either the
knowledge or consent
of Barthel.
g. establishing an illegal trading account at Bullseye Securities,
account 43CD, at Bullseye Securities, for Robert Lewis, an AMEX
member, in the fictitious name of "Nash" to disguise Lewis'
interest in the account. Lewis is precluded from federal securities
law from trading in an account while executing orders.
http://www.wallstreetscandals.com/PARTII/reno.html
$2,500
Heights Partners, Inc.
The Simons Foundation
http://www.uhmc.sunysb.edu/sbd.pdf
In May, more than $94,000 was raised by
the sixth annual Laugh Well Comedy
Show to benefit the Matt and Debra Cody
Center for Autism and Developmental
Disabilities at Stony Brook. The funds will
enhance the center’s ability to expand its
clinical and education programs, and
continue to broaden community
outreach. Debra Cody served as chair of
the Laugh Well 2001 committee.
Presented by the Greater New York
The primary mission of The Simons Foundation is to advance the
frontiers of research in the basic sciences and mathematics.
http://simonsfoundation.org/home.htm
Registrant Name:Marilyn Simons
Registrant Street1:126 E. 19th Street
Registrant Street2:Suite 1F
Registrant City:NY
Registrant State/Province:NY
Admin Phone:+1.6466540066
Admin Email:simsound@aol.com
Network Whois record
OrgName: The New York Internet Company
OrgID: NYIC
Address: 20 Exchange Place
Address: 21st Floor
City: New
York
The Simons Foundation, Sponsoring the Visit of
Weapons of Mass Destruction Commissioners
http://www.ltgov.bc.ca/whatsnew/sp/sp_nov09_2004.htm
Contact:
Jennifer Allen Simons, The Simons Foundation, 604.822.3437,
jsimons@exchange.ubc.ca
Jennifer Allen Simons, a well-known and highly-regarded advocate
for peace and disarmament, announced at a signing ceremony today
that The Simons Foundation is donating $2 million to endow a
visiting chair in dialogue on international law and human security.
Her gift will be matched with $2 million from SFU's Burnaby
Mountain endowment fund to create a second position - a resident
chair in international law and human security.
On August 11, 2000, Ms. Simons wrote on the website of the Nuclear
Age Peace Foundation: "I am not a war historian but it seems to me
that beginning in the nineteenth century, war -- the number of
deaths, and deaths on a massive scale, and threats to civilian
populations -- has progressively grown. I would suggest that the
cause of this phenomenon coincides with the birth of the industrial
epoch and its expansionist goals and is perhaps the root from which
the unprecedented scale of violence emerges…. We live in a
warrior culture in which we human beings are engaged in a struggle
to maintain our human dignity and to live in a peaceful and just
society. . . . [we live in] a system seemingly determined to
annihilate us as it accumulates arsenals."
http://www.discoverthenetworks.org/funderprofile.asp?fndid=5368&category=79
http://www.wagingpeace.org/articles/2000/08/11_simons_signposts.htm
http://www.thesimmonsfoundation.org/
Registrant Organization:Redstone Companies
Registrant City:Houston
Registrant State/Province:TX
Registrant Email:ddale@redstonecompanies.com
Admin Organization:Redstone Group
The Simons Foundation
101 Fifth Avenue, 5th Floor
New York, NY 10003
The Redstone Group, LLC is a communications consulting firm
providing public and investor relations services to biotechnology,
pharmaceutical and medical device companies.
http://www.redstonepr.com/about.html
The Redstone Group is a regulatory affairs and environmental risk
management company.
http://www.redstonegrp.com/
REDSTONEGROUP.COM
Registrant:
Redstone Partners
109 N. Post Oak Ln.
Suite 200
Houston, TX 77024
PAPPAS, JAMES
NEW YORK, NY 10004
HEIGHTS PARTNERS
INC
$1,500
09/22/2003 PETER DEUTSCH FOR
SENATE -
DEMOCRAT
DAWSON, TIMOTHY A
$250
09/12/2000 LAZIO 2000 INC
- REPUBLICAN
politicalgraveyard.com/bio/palmer-parillo.html
HAWTHORNE HEIGHTS LIMITED PARTNERSHIP, an
Illinois limited partnership
By: Hawthorne Heights Partners, Inc., an
Illinois corporation, its general partner
http://sec.edgar-online.com/1996/04/01/00/0001000158-96-000047/Section26.asp
Heights Partners Inc
7 Hubert St Apt 7a, New York, NY, United States
Phone: (212) 809-7444
Location Type: Single Location
URL: www.heightspartners.com
NAICS: Securities Brokerage
SIC: Security Brokers, Dealers, and Flotation Companies
Line of business: Security Brokers & Dealers
Heights Partners
7 hubert st
ste 7a
ny, NY 10013
heightslinda@aol.com
Record expires on 07-Sep-2007.
Record created on 07-Sep-2006.
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